When it's time to Pull-out, Before Getting Barred, NFA Bars CTA

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When it's time to Pull-out, Before Getting Barred, NFA Bars CTA

Postby kreslik.news » Thu Feb 25, 2016 12:08 am


The U.S. National Futures Association (NFA) has today announced that it has permanently barred one of its Commodity Trading Advisor (CTA) member firms, TGI Capital Management Limited (TGI) based in the U.K., over its failure to file certain paperwork in connection with its NFA membership obligations as a CTA.

The administrative proceeding was triggered following no responses from prior attempts of the NFA to contact TGI in related to recent missed filings, including from a complaint issued by NFA’s Business Conduct Committee (BCC) at the end of last year.

These efforts from the regulator were to no avail and resulted in ... (read more)

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