SEC’s Director Stephen Luparello to Part Ways With Regulator

[kreslik.news]

The US’ Securities and Exchange Commission (SEC) has a key void to fill, following an announcement that Stephen Luparello, the regulator’s acting Director of the Division of Trading and Markets, is slated to part ways with the agency at the end of the year, according to an SEC statement.

Mr. Luparello originally stepped into the role back in February 2014, and has since helped steer the SEC’s Division of Trading and Markets. During his tenure he helped oversee the operation of trading platforms, clearing agencies, and broker-dealers, among others.

Another key element of his tenure was the passage of the Regulation Systems Compliance ... (read more)