OTC Markets Launches Enhanced Compliance Analytics to Facilitate Risk Management

[kreslik.news]

OTC Markets Group, an operator of financial markets for US and global securities, has introduced an enhanced compliance analytics product designed to provide broker-dealers and investment managers with an automated tool that will more efficiently analyse and manage risk when trading OTCQX, OTCQB, Pink and Grey Market securities.

Compliance Analytics

The new OTC Compliance Analytics Product comprises an Enhanced Compliance Data File and an Issuer Analytics File. These provide important current and historical compliance data points for OTCQX, OTCQB, Pink and Grey Market securities, as well as an overall ranking based on 16 factors, including Penny Stock status, Caveat Emptor status, name ... (read more)