CNMV Issues Warnings against Two Unauthorized Brokerages

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CNMV Issues Warnings against Two Unauthorized Brokerages

Postby » Sun Jun 04, 2017 12:58 pm

The Comisión Nacional del Mercado de Valores (CNMV), the Spanish regulatory authority, has released two warning statements against Wing Pegasus S.L. and D. Ricardo Cáscales Monge, online trading and financial advisory services firms. The warnings were made to alert the public that these companies are not registered to offer services to local clients.

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According to the announcements made by the regulator, Mr. Monge and Wing Pegasus S.L. are affiliated, though the CNMV did not specify the nature of the business relationship between them. The CNMV states that the ... (read more)

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