More Exante Customers Charged by SEC for Securities Fraud but Broker Cleared
Posted: Tue Feb 23, 2016 3:47 pm
The United States’ Securities and Exchange Commission (SEC) has announced charges against nine additional defendants in the hacked news release case, in connection with the alleged illegal trading through a brokerage account held with Exante Ltd. – a Malta-based broker which maintained the related accounts on behalf of customers charged in the SEC complaint.
The regulator simultaneously dismissed claims previously filed against Exante, related to the investigation, thus dropping its prior charges against the broker, as mentioned in the SEC update.
Exante had charges against it from the Maltese regulator (MFSA) dismissed also as previously reported by Finance ... (read more)