FinaCom’s Annual Report Shows Higher Proportion of Resolutions in 2015
Posted: Wed Feb 10, 2016 4:20 pm
The Financial Commission (FinaCom), an independent self-regulatory compliance specialist for the financial services industry, has released its 2015 annual report, which highlighted its statistics, regulatory efforts, and appointments during the calendar year, according to a FinaCom statement.
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The Financial Commission exists as an industry-focused dispute resolution service, with its Dispute Resolution Committee (DRC) acting as its paramount regulatory body. The DRC is staffed by executives from leading companies in the financial services industry with the aim of resolving trader-broker conflicts.
The group has seen a number of key additions ... (read more)