SFC Adds Investment Firm TCA Financial to its Alert List
Posted: Mon Aug 29, 2016 2:00 pm
Hong Kong’s financial regulator, the Securities and Futures Commission (SFC), has issued a further update to its Alert List featuring the names of businesses that are unlicensed in Hong Kong and which are believed to have targeted Hong Kong investors.
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Unlicensed Entity
TCA Financial is the latest brokerage to make it onto the SFC’s growing list. The addition followsa further warning today on IEA Holdings which was also added as an unlicensed entity for allegedly scamming investors.
The firm, which offers a range of ... (read more)