Industrial Securities Faces Probe by CSRC after Clients Faked IPO Numbers
Posted: Sun Jun 12, 2016 1:18 pm
Industrial Securities Co., a Chinese firm engaged in brokerage, self-operation, investment banking and asset management businesses, has said that it is being investigated by the China Securities Regulatory Commission (CSRC) for a suspected failure to perform its statutory duties.
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The regulator informed the firm of the probe on 12 June 2016, according to an exchange filing today. Industrial Securities, which is listed on the Shanghai Stock Exchange, has confirmed that it will be cooperating with regulators and that ... (read more)