SEC’s Leans on Whistleblower in Deutsche Bank Securities Probe
Posted: Thu Jun 09, 2016 9:01 am
The US Securities and Exchange Commission (SEC) has been relying as of late on a number of whistleblowers to help provide key tips in its investigations. Presently, the regulator is being assisted by a whistleblower in an ongoing investigation of Deutsche Bank AG’s post-crisis mortgage-trading business, which dates back to 2007.
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The SEC’s whistleblower program launched back in 2011 and has since rewarded individuals for tips that are instrumental in investigations or bringing parties to justice. Since 2011, the ... (read more)