SEC Charges Trader For Defrauding Investors And Hiding $16 Million Losses
Posted: Thu Jun 02, 2016 8:00 am
The Securities and Exchange Commission (SEC) announced today that it has charged a New York City based trader with defrauding investors out of millions of dollars by misrepresenting her investment track record, the profitability of her investments and her use of investor funds.
The news comes just one day after charges were made by SEC against Wall Street-based brokerage firm, Albert Fried & Co, for failing to file Suspicious Activity Reports (SARs) for more than a five-year period, as reported by Finance Magnates.
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