Page 1 of 1

ASIC Cracks Down on Improper AFSL Use

Posted: Wed Apr 27, 2016 12:39 pm
by kreslik.news

This guest article was written by Sarah Murray who is a Compliance Consultant at Sophie Grace Legal

Misleading information provided by Australian Financial Services Licensees (AFS Licensees) in their marketing and promotional material has been a long running concern for the Australian Securities and Investments Commission (ASIC), particularly in relation to the financial services being provided to retail clients.

The new world of online trading, fintech and marketing – register now for the Finance Magnates Tel Aviv Conference, June 29th 2016.

Instances where AFS Licensees provide misleading information on their website in relation ... (read more)