Broadridge Introduces New Regulatory Solutions Suite, Facilitating DOL Rules
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Broadridge Introduces New Regulatory Solutions Suite, Facilitating DOL Rules
Broadridge Financial Solutions, Inc. (NYSE:BR), a provider of investor communications and technology-driven solutions for broker-dealers, banks, and mutual funds, initiated a new product suite that features a bevy of technologically driven solutions for investors to better support regulatory challenges, per a company statement.
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Many investors are faced with a litany of challenges facing regulations, including the upcoming U.S. Department of Labor (DOL) Conflict of Interest Rule. Under this upcoming legislation, the DOL rule will serve as one of the largest regulatory events facing the financial ... (read more)
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