OSC: Three Individuals Charged with $140,000 Securities Fraud

[kreslik.news]

The Ontario Securities Commission (OSC) revealed on Tuesday that, following an investigation by the Joint Serious Offences Team (JSOT), an enforcement partnership, Carlos Da Silva, Sei-Jin Ki and Kamal Singh “Bobby” Athwal have been charged with fraud under the Securities Act (Ontario).

Residents of Ontario, Canada, the three charged individuals were found trading in securities without the proper registration. They also did not have a prospectus, the investigation found. According to the statement, Da Silva, Ki and Athwal are alleged business associates.

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