IG Group’s Response to FCA Letter Highlights Issues in the Industry
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IG Group’s Response to FCA Letter Highlights Issues in the Industry
Clients that are accepting advice from brokers and introducing brokers (IBs) might be posing risks to the European operations of retail brokers. This morning the FCA highlighted a number of issues that some distributors are violating when securing new client accounts for brokers.
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The review of the industry which the FCA has undertaken is challenging a key on-boarding aspect for the industry. According to the regulator, IBs are frequently misrepresenting risks and giving clients advice on what positions to take on the market.
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