ASIC Bans Former Finance Analyst for Misconduct

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ASIC Bans Former Finance Analyst for Misconduct

Postby » Sun Jul 23, 2017 9:05 am

Continuing its efforts to clean up its jurisdiction, ASIC has banned a former finance analyst from the Australian credit and financial services industries. The result was a foregone conclusion when the analyst, Ms. Thuy Thi Vu, was convicted and sentenced in a Darwin court in May.

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Ms. Vu, a former finance analyst in the Darwin branch of Alldrive Holdings Pty Ltd, trading as United Financial Services (Western Australia), was convicted after she admitted that she had provided false and misleading information for nine loan ... (read more)

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