SFC Bans Former HSBC Trader Li Bo For Eight Months
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SFC Bans Former HSBC Trader Li Bo For Eight Months
The Securities and Futures Commission (SFC), Hong Kong’s paramount securities regulator, has issued a new ban today of Li Bo, a former Associate at HSBC in Hong Kong, following his breach of the company’s personal trading policies and other failed disclosures during his tenure with the lender.
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Mr. Li was given a ban of eight months from the SFC, which will encompass an interval lasting from June 9, 2017 until February 8, 2018. The disciplinary action handed down follows on the heels of an SFC investigation that ... (read more)
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