CySec Execution of MiFID Good Practices Deficient, Determines ESMA
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CySec Execution of MiFID Good Practices Deficient, Determines ESMA
The European Securities and Markets Authority (ESMA) recently published a report regarding the implementation of MiFID, in which it concluded that CySEC’s addressing of its deficiencies in regulation were not up to the France-based organization’s standards. ESMA did acknowledge that CySEC has made significant changes to its regulatory practices since the first review came out about four years ago.
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In 2014, ESMA published a review which showed that overall there was a high degree of compliance with the regulator’s ordered practices regarding organization, monitoring ... (read more)
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