Thai SEC Executive Penalty Challenged by Brokerage Chief

Moderator: moderators

kreslik.news
rank: 5000+ posts
rank: 5000+ posts
Posts: 5065
Joined: Thu Jan 14, 2016 9:36 am
Reputation: 0
Gender: None specified

Thai SEC Executive Penalty Challenged by Brokerage Chief

Postby kreslik.news » Tue Sep 13, 2016 7:00 pm


The CEO of brokerage Apple Wealth Securities has become the first ever executive to challenge a penalty imposed by Thailand’s stock market regulator, according to Reuters.

Join the industry leaders at the Finance Magnates London Summit, 14-15 November, 2016. Register here!

Prasit Srisuwan denied any wrongdoing after Thai Securities and Exchange Commission (SEC) banned him from working at any securities firm for two years due to inadequate client supervision.
I’m ready to fight in court if needed.

The case comes after investors criticised what they regarded as “light sanctions” on executives imposed by SEC in December for insider trading, leading to calls ... (read more)

Please add www.kreslik.com to your ad blocker white list.
Thank you for your support.

Return to “news”