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Hong Kong’s financial regulator, the Securities and Futures Commission (SFC), today updated its Alert List with a further unlicensed brokerage which was brought to its attention.
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The SFC’s Alert List features the names of businesses that are unlicensed in Hong Kong and which are believed to have targeted Hong Kong investors or made claims to be associated with Hong Kong.
Rosan World Investment is the latest brokerage to be included on the SFC’s warning list under the category of Unlicensed Entities, and follows a ... (read more)