1 post • Page 1 of 1
Hong Kong’s financial regulator, the Securities and Futures Commission (SFC), has issued a further update to its Alert List featuring the names of businesses that are unlicensed in Hong Kong and which are believed to have targeted Hong Kong investors.
Join the industry leaders at the Finance Magnates London Summit, 14-15 November, 2016. Register here!
TCA Financial is the latest brokerage to make it onto the SFC’s growing list. The addition followsa further warning today on IEA Holdings which was also added as an unlicensed entity for allegedly scamming investors.
The firm, which offers a range of ... (read more)