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The U.S. Securities and Exchange Commission on Tuesday said it has selected C. Dabney O’Riordan, who is currently an associate regional director in the SEC’s Los Angeles regional office, to co-head the Division of Enforcement’s Asset Management Unit, according to an official statement.
Ms. O’Riordan lands at SEC to join Anthony Kelly as co-chief of the unit and succeeds Marshall Sprung, who left the agency in April. She has been a member of Enforcement’s Asset Management Unit since it was launched in 2010, and was named an Assistant Director for the Division in 2012.
The Enforcement Division is the SEC’s largest ... (read more)