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Hong Kong’s Securities and Futures Commission (SFC) has banned Liu King Yee, a former employee of Wing Lung Bank Ltd, from any further activities in the financial industry for life, following her conviction by the High Court for fraud.
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Liu was engaged by Wing Lung Bank to carry out a series of regulated activities under the Securities and Futures Ordinance and was involved with dealing in and advising on securities.
Liu, who is not registered with Hong Kong ... (read more)