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The Financial Industry Regulatory Authority (FINRA) has reported on Friday that its board has unanimously elected John J. “Jack” Brennan as its Chairman, effective the same day that former SEC’s Robert Cook is set to start his term as the regulator’s new CEO, according to an official statement.
Most recently, Brennan served as Vanguard Group chairman emeritus and senior advisor. He will succeed the current FINRA’s chairman and CEO Richard G. Ketchum, who served in these roles since 2009, upon his previously announced retirement on August 15th, 2016.
On June 13, 2016, FINRA announced the appointment of the former SEC’s Director of Trading ... (read more)