FCA Thematic Review Signals Professional Clients Assessment

[kreslik.news]

The push by the UK financial regulator to acquire a raft of data which we reported on yesterday appears to be turning some heads in the industry. Below we will be presenting some key points as voiced by a number of UK brokerage executives. Professional clients eligibility assessment is the major point driven home.

While for obvious reasons we are not going to reveal the sources of the comments, we would welcome more comments in the section down below the article.

The data which the FCA requested from brokers made an impression on the London-based part of the ... (read more)