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The US Commodity Futures Trading Commission’s (CFTC) has issued the results of a rule enforcement review of the CBOE Futures Exchange, LLC, which had been subject of a previous evaluation of its trade practice surveillance program, per a recent CFTC manifest.
The CFTC’s Division of Market Oversight had been conducting a rule enforcement review of the CBOE Futures that covered a one-year period ending June 24, 2016. The evaluation was investigating the levels of compliance with Designated Contract Market Core Principles 2, as well as requisite CFTC regulations related to the exchange’s trade practice surveillance program.
After more than a year of ... (read more)