Broadridge Announces Broker-Dealer Solution for SEC Rule 30e-3

[kreslik.news]

Broadridge Financial Solutions, aprovider of technology-driven solutions to broker-dealers, announced the launch of a new solution today. The product will allow firms to effectively implement the Securities and Exchange Commission (SEC) Rule 30e-3 and reduce the delivery costs of reporting.

At present, brokerages need to mail their complete reports to shareholders. As can be expected, this costs money on paper, stamps and postage fees. Plus you have to rely on the postal system, which is not always so reliable.

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However, under SEC ... (read more)