ASIC Cracks Down on Improper AFSL Use

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ASIC Cracks Down on Improper AFSL Use

Postby » Wed Apr 27, 2016 12:39 pm

This guest article was written by Sarah Murray who is a Compliance Consultant at Sophie Grace Legal

Misleading information provided by Australian Financial Services Licensees (AFS Licensees) in their marketing and promotional material has been a long running concern for the Australian Securities and Investments Commission (ASIC), particularly in relation to the financial services being provided to retail clients.

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Instances where AFS Licensees provide misleading information on their website in relation ... (read more)

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